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Sanction details

Sanction

Sanction legal framework: MiFID
Member state: GREECE
Sanctioning authority: Hellenic Capital Market Commission (HCMC)
Sanction nature: Administrative sanction
Sanction date: 25/06/2021
Sanction expiration date
Sanctioned entity name
Sanctioned entity legal framework
Sanctioned entity LEI
Free Text 1 (English): The HCMC decided to impose a total fine of € 30,000 on Mr Fotios Fotinias, former President of the Board of Directors and CEO of the company "Triple A Experts Investment Services Single Member S.A.", for the infringement by this company of article 21 par. 4 of Delegated Regulation (EU) 2017/565. For the same case, a fine of € 10,000 is imposed on the company "Triple A Experts Investment Services Single Member S.A.", for the infringement of article 21 par. 4 of Delegated Regulation (EU) 2017/565.
Free Text 2 ()
Last update: 29/06/2021

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