|
ESMA has compiled the information on published sanctions on the basis of notifications made to it by the national competent authorities of the Member States [of the European Economic Area (EEA)]. This compilation has been carried out with utmost care and to the best of its ability and ESMA endeavours to continuously update the information provided. For further information please refer to the website of the competent national supervisory authorities. In addition to the above provisions, attention is also drawn to the Legal Notice of the ESMA website. |
Nevertheless, ESMA is not able to provide any representation or warranty that the available content is complete, accurate or up to date. The information on published sanctions is based on reports of such sanctions made by the national competent authorities of the relevant Member State to ESMA. The information made available may thus vary substantially according to the applicable provisions of the national law of the relevant Member State.
The portal offers machine-to-machine services to large scale organisations, exposing a set of web services for retrieval of data maintained in ESMA Registers repositories. |
Jyske Bank A/S har den 2. maj 2014 modtaget en påtale af Finanstilsynet. Jyske Bank tildeles påtalen for at have overtrådt pligten til at offentliggøre oplysninger om handler med aktier og investeringsbeviser, ved den 26. november 2013 ikke at have offentliggjort 1111 handler i værdipapirer rettidigt, jf. § 33b, stk. 1, i lov nr. 982 af 6. august 2013 om værdipapirhandel m.v. og § 10 i bekendtgørelse 1178 af 11. oktober 2013 om bindende prisstillelser på aktier samt gennemsigtighed for handel med værdipapirer.
On 2 May 2014, Jyske Bank A/S received a reprimand from the Danish FSA for having violated the obligation to disclose information about trades in shares and investment certificates by not in due time disclosing 1,111 trades in securities on 26 November 2013, cf section 33(1) of Act No 982 of 6 Au-gust 2013 on securities trading etc, and section 10 in executive order No 1178 of 11 October 2013 on binding price-fixing of shares and transparency in respect of trade in securities.