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Sanction details

Sanction

Sanction legal framework: MiFID
Member state: GREECE
Sanctioning authority: Hellenic Capital Market Commission (HCMC)
Sanction nature: Administrative sanction
Sanction date: 10/03/2021
Sanction expiration date
Sanctioned entity name
Sanctioned entity legal framework
Sanctioned entity LEI
Free Text 1 (English): The HCMC's BoD decided to impose a total fine of € 23,000 on "PIRAEUS AEPEY" for the infringement of article 2 (par. 1b and 1e) of the Decision of the Board of Directors of the HCMC with no. 1/808/07.02.2018, of article 72 (par. 1b) of Regulation (EU) 565/2017, of article 16 (par. 6) of law 4514/2018 and of article 6 (par. 2) of law 4141/2013, during the provision of investment services to its clients.
Free Text 2 ()
Last update: 30/03/2021

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